Unpublished Proposed Rule by the Securities and Exchange Commission scheduled for publication October 6, 2026.
Release Nos. IA-7023; IC-36353. RIN 3235-AN46.
The SEC proposes amendments to custody rules under the Investment Advisers Act and Investment Company Act addressing how advisers and regulated funds may custody client crypto funds and securities, including self-custody under conditions and state trust company custodians. Also proposes modernization of decades-old custody requirements and conforming Form ADV amendments.
Public Inspection document — official edition pending publication.